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Pillar 3 Disclosure

The Pillar 3 disclosure of Fair Oaks Capital Ltd (“ Fair Oaks”)  is set out below as required by the Financial Conduct Authority’s (“FCA”) Prudential Sourcebook for Banks, Building Societies and
Investment Firms (“BIPRU”), specifically BIP RU 11.  The regulatory aim of the disclosure is to improve market discipline.

 View/Download the complete document of Pillar 3 Disclosure

Commitment to the UK Stewardship Code

Under Rule 2.2.3R of the Financial Conduct Authority’s (“FCA”) Conduct of Busines s Sourcebook, Fair Oaks Capital Ltd (“Fair Oaks” or the “Firm”), to the extent it is managing investments for a professional client (as defined by the FCA), is required to include a disclosure about the nature of its commitment to the UK Financial Reporting Counci l ‘s Stewards hip Code (the “Code”) or, where i t does not commi t to the Code, explain its considered choice based on the Firm’s investment approach.

 View/Download the complete document of Commitment to the UK Stewardship Code

Please note telephone conversations with Fair Oaks Capital Limited and Fair Oaks Capital US LP may be recorded.